Sec

Equity Crowdfunding Upfront Costs : No Laughing Matter

Diana Yazidjian | Posted 03.13.2014 | Canada
Diana Yazidjian

Adoption of Equity Crowdfunding for ordinary investors may come sooner than we think; first in the U.S. and not far behind, Quebec and Ontario. We thought the time was well-chosen to outline the costs a Canadian company may incur given the possible regulatory framework that will come into force.

Royal Bank Of Canada To Pay $30.4 Million U.S. In Settlement With SEC

CP | David Friend, The Canadian Press | Posted 11.27.2011 | Canada

TORONTO - The capital markets division of Royal Bank (TSX:RY) has agreed to pay US$30.4 million to settle charges by the U.S. Securities and Exchange ...

U.S. Firms Seek To Block Data On How Many They Hired Abroad

The Washington Post | Posted 10.21.2011 | Canada Business

Some of the country's best-known multi­national corporations closely guard a number they don't want anyone to know: the breakdown between their jobs ...

SEC Reviewing S&P's Math On Downgrade

Bloomberg News | Posted 10.15.2011 | Canada Business

The Securities and Exchange Commission is scrutinizing the method Standard & Poor’s used to cut the U.S.’s credit rating and whether the firm prop...

Ex-Playboy CEO's Husband In Insider Trading Rap

CP | Posted 10.03.2011 | Canada

NEW YORK, N.Y. - The husband of former Playboy Enterprises CEO Christie Hefner has been accused of using inside information in making more than $100,0...